Securities Docket Radio and the SEC’s New Market Abuse Unit
This is the debut of Securities Docket Radio on the Legal Talk Network with host Bruce Carton, columnist at Compliance Week. Bruce welcomes Sanjay Wadhwa, Deputy Chief of the new Market Abuse Unit in...
View ArticleTo Catch a Thief
What can CIOs (and other firm leaders) do to protect confidential client data from thieves — who are on the payroll? On the June edition of Law Technology Now, host Monica Bay is joined by Tam Harbert,...
View ArticleLiability After Facebook’s IPO
Facebook’s super-hyped IPO quickly turned into Wall Street folly. Lawsuits were filed almost immediately. Accusations of selective financial disclosure, investor deception and NASDAQ negligence are...
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